Form 4 for BKKT Bakkt, Inc.
Accepted 2023-02-06 00:00:00 ET · period of report 2023-02-03 · accession 0001873514-23-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-06 | 2023-02-03 | BKKT | Lewis Michael Leroy | Chief Engineering Off | F - Tax | $2.00 | -29.6K | 290.8K | -9% | -$59.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-03 | F | D | 29,650 | $2.00 | 290,764 | D | — | — | (F1) In connection with the vesting of restricted stock units on January 21, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on January 20, 2023. (F2) Includes 254,414 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. |