Form 4 for WULF TERAWULF INC.
Accepted 2023-10-24 00:00:00 ET · period of report 2023-10-20 · accession 0001877255-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-24 | 2023-10-20 | WULF | Prager Paul B. | CEO, Dir, 10% | J - Other | — | 0 | 0 | New | — |
| DI | 2023-10-24 | 2023-10-20 | WULF | Prager Paul B. | CEO, Dir, 10% | J - Other | — | -3.00M | 1.74M | -63% | — |
| DMI | 2023-10-24 | 2023-10-20 | WULF | Prager Paul B. | CEO, Dir, 10% | J - Other | — | +582.9K | 141.7K | New | — |
| DM | 2023-10-24 | 2023-10-20 | WULF | Prager Paul B. | CEO, Dir, 10% | J - Other | — | 0 | 441.2K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, $0.001 par value per share | 2023-10-20 | J | A | 513,484 | — | 513,484 | D | — | — | (F3) NovaWulf Digital Private Fund LLC distributed warrants and shares of Common Stock to its members, including the Reporting Person. |
| 2 | Common | Common stock, $0.001 par value per share | 2023-10-20 | J | D | 513,484 | — | 0 | D | — | — | (F4) 513,484 shares of Common Stock were contributed to Somerset Goods and Services Trust for no consideration. |
| 3 | Common | Common stock, $0.001 par value per share | 2023-10-20 | J | D | 3,000,000 | — | 1,736,371 | I By Allin Wulf LLC | — | — | (F1) 3,000,000 shares of common stock, par value $0.01 per share ("Common Stock") were contributed to Somerset Goods and Services Trust for no consideration. (F2) By Allin WULF LLC ("Allin"). The Reporting Person is the sole manager of Allin and, as a result, may be deemed to beneficially own the shares of the Common Stock held by Allin. The Reporting Person disclaims beneficial ownership of such shares of the Common Stock except to the extent of his pecuniary interest therein, and the inclusion of such shares of the Common Stock in this report shall not be deemed an admission of beneficial ownership of all of the reported shares of the Common Stock for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 4 | Derivative | Warrants | 2023-10-20 | J | A | 441,163 | — | 441,163 | I | $1.00 · 2024-04-01 to 2026-12-31 | 441,163 Common stock, $0.001 par value per share | (F11) This transaction involved the Reporting Person's contribution of 441,163 dollar warrants to Allin. The Reporting Person is the sole manager of Allin and, as a result, may be deemed to beneficially own the dollar warrants held by Allin. The Reporting Person disclaims beneficial ownership of such dollar warrants except to the extent of his pecuniary interest therein, and the inclusion of such dollar warrants in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 5 | Derivative | Warrants | 2023-10-20 | J | D | 441,163 | — | 0 | D | $1.00 · 2024-04-01 to 2026-12-31 | 441,163 Common stock, $0.001 par value per share | (F11) This transaction involved the Reporting Person's contribution of 441,163 dollar warrants to Allin. The Reporting Person is the sole manager of Allin and, as a result, may be deemed to beneficially own the dollar warrants held by Allin. The Reporting Person disclaims beneficial ownership of such dollar warrants except to the extent of his pecuniary interest therein, and the inclusion of such dollar warrants in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 6 | Derivative | Warrants | 2023-10-20 | J | A | 141,726 | — | 141,726 | I | $0.01 · 2024-04-01 to 2025-12-31 | 141,726 Common stock, $0.001 par value per share | (F10) This transaction involved the Reporting Person's contribution of 141,726 penny warrants to Allin WULF LLC ("Allin"). The Reporting Person is the sole manager of Allin and, as a result, may be deemed to beneficially own the penny warrants held by Allin. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such penny warrants in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 7 | Derivative | Warrants | 2023-10-20 | J | D | 141,726 | — | 0 | D By Allin WULF LLC | $0.01 · 2024-04-01 to 2025-12-31 | 141,726 Common stock, $0.001 par value per share | (F10) This transaction involved the Reporting Person's contribution of 141,726 penny warrants to Allin WULF LLC ("Allin"). The Reporting Person is the sole manager of Allin and, as a result, may be deemed to beneficially own the penny warrants held by Allin. The Reporting Person disclaims beneficial ownership of such penny warrants except to the extent of his pecuniary interest therein, and the inclusion of such penny warrants in this report shall not be deemed an admission of beneficial ownership of all of the reported penny warrants for purposes of Section 16 of the Exchange Act, or for any other purpose. |
| 8 | Derivative | Warrants | 2023-10-20 | J | A | 141,726 | — | 141,726 | D By Allin WULF LLC | $0.01 · 2024-04-01 to 2025-12-31 | 141,726 Common stock, $0.001 par value per share | (F3) NovaWulf Digital Private Fund LLC distributed warrants and shares of Common Stock to its members, including the Reporting Person. |
| 9 | Derivative | Warrants | 2023-10-20 | J | A | 441,163 | — | 441,163 | D | $1.00 · 2024-04-01 to 2026-12-31 | 441,163 Common stock, $0.001 par value per share | (F3) NovaWulf Digital Private Fund LLC distributed warrants and shares of Common Stock to its members, including the Reporting Person. |