Form 4 for SYM Symbotic Inc.
Accepted 2026-08-25 20:04:23 ET · period of report 2026-08-23 · accession 0001877346-26-000021 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-08-25 20:04 | 2026-08-23 | SYM | Kuffner James | CTO | M - OptEx | — | +9,748 | 223.8K | +5% | — |
| D | 2026-08-25 20:04 | 2026-08-24 | SYM | Kuffner James | CTO | S - Sale+OE | $40.59 | -3,952 | 219.9K | -2% | -$160.4K |
| D | 2026-08-25 20:04 | 2026-08-23 | SYM | Kuffner James | CTO | M - OptEx | $0.00 | -9,748 | 48.7K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-08-23 | M | A | 9,748 | — | 223,810 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. |
| 2 | Common | Class A Common Stock | 2026-08-24 | S | D | 3,952 | $40.59 | 219,858 | D | — | — | (F2) This transaction represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales were mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction, and do not represent discretionary trades by the Reporting Person. (F3) In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $40.565 to $40.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 3 | Derivative | Restricted Stock Units | 2026-08-23 | M | D | 9,748 | $0.00 | 48,744 | D | — · — to — | 9,748 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock. (F4) On November 23, 2024, the Reporting Person was granted 116,977 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on November 23, 2025, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. (F4) On November 23, 2024, the Reporting Person was granted 116,977 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on November 23, 2025, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates. |