Form 4 for LIDR AEye, Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-08-16 · accession 0001877925-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-11-18 | 2021-08-16+ | LIDR | Dussan Luis | CTO, Chief Prdct Strategist, Dir, 10% | F - Tax | $7.89 | -2,691 | 18.33M | -0.0% | -$21.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | F | D | 299 | $5.38 | 18,325,135 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-16 | F | D | 299 | $4.32 | 18,325,434 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-16 | F | D | 1,794 | $8.58 | 18,326,032 | D | — | — | (F2) Reflects the correction of the grant occurring on 08/16/2021, which was received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company, said grant was reported as 18,604 shares, but it should have been 11,162 shares in total. |
| 4 | Common | Common Stock | 2021-09-16 | F | D | 299 | $9.83 | 18,325,733 | D | — | — |