Form 4 for LIDR AEye, Inc.
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-15 · accession 0001877925-23-000014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-11-16 | 2023-11-15 | LIDR | Dussan Luis | CTO, Chief Prdct Strategist, Dir, 10% | S - Sale | $0.18 | -21.4K | 17.22M | -0.1% | -$3,861 |
| 2023-11-16 | 2023-11-15 | LIDR | Dussan Luis | CTO, Chief Prdct Strategist, Dir, 10% | F - Tax | $0.18 | -46.7K | 1.05M | -4% | -$8,404 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-15 | S | D | 21,450 | $0.18 | 17,215,214 | I | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $0.1736 to $0.1795. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2023-11-15 | F | D | 46,689 | $0.18 | 1,048,837 | D Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F3) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |