Form 4 for LIDR AEye, Inc.
Accepted 2023-11-17 00:00:00 ET · period of report 2023-11-15 · accession 0001877925-23-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-17 | 2023-11-16+ | LIDR | Dussan Luis | Dir | S - Sale | $0.1672 | -234.6K | 16.98M | -1% | -$39.2K |
| 2023-11-17 | 2023-11-15 | LIDR | Dussan Luis | Dir | J - Other | $0.00 | -720.8K | 328.0K | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-16 | S | D | 169,981 | $0.17 | 17,045,233 | I Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $0.1600 to $0.1781. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F3) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
| 2 | Common | Common Stock | 2023-11-15 | J | D | 720,834 | $0.00 | 328,003 | D Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F3) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
| 3 | Common | Common Stock | 2023-11-17 | S | D | 64,594 | $0.16 | 16,980,639 | I | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $0.1574 to $0.1660. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |