Form 4 for LIDR AEye, Inc.
Accepted 2023-11-22 00:00:00 ET · period of report 2023-11-20 · accession 0001877925-23-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-11-22 | 2023-11-20+ | LIDR | Dussan Luis | Dir | S - Sale | $0.1644 | -285.4K | 16.70M | -2% | -$46.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-20 | S | D | 185,406 | $0.17 | 16,795,233 | I Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $0.1550 to $0.1750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
| 2 | Common | Common Stock | 2023-11-21 | S | D | 39,561 | $0.16 | 16,755,672 | I Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $0.1590 to $0.1664. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
| 3 | Common | Common Stock | 2023-11-22 | S | D | 60,439 | $0.15 | 16,695,233 | I Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $0.1506 to $0.1620. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |