Form 4 for LIDR AEye, Inc.

Accepted 2023-11-29 00:00:00 ET · period of report 2023-11-28 · accession 0001877925-23-000022 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2023-11-29	2023-11-28+	LIDR	Dussan Luis	Dir	S - Sale	$0.1539	-142.3K	16.53M	-0.9%	-$21.9K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-11-29	S	D	87,054	$0.15	16,441,872	I Luis Dussan Trust A U/A/D 5/18/2022	—	—	(F3) This transaction was executed in multiple trades at prices ranging from $0.1500 to $0.1562. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
2	Common	Common Stock	2023-11-28	S	D	55,233	$0.16	16,528,926	I Luis Dussan Trust A U/A/D 5/18/2022	—	—	(F1) This transaction was executed in multiple trades at prices ranging from $0.1520 to $0.1572. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.