Form 4 for LIDR AEye, Inc.

Accepted 2023-12-01 00:00:00 ET · period of report 2023-11-30 · accession 0001877925-23-000024 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2023-12-01	2023-11-30+	LIDR	Dussan Luis	Dir	S - Sale	$0.15	-96.9K	16.38M	-0.6%	-$14.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-12-01	S	D	32,778	$0.15	16,344,985	I Luis Dussan Trust A U/A/D 5/18/2022	—	—	(F3) This transaction was executed in multiple trades at prices ranging from $0.1500 to $0.1540. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.
2	Common	Common Stock	2023-11-30	S	D	64,109	$0.15	16,377,763	I Luis Dussan Trust A U/A/D 5/18/2022	—	—	(F1) This transaction was executed in multiple trades at prices ranging from $0.1521 to $0.1552. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee.