Form 4 for LIDR AEye, Inc.
Accepted 2024-05-21 00:00:00 ET · period of report 2024-05-17 · accession 0001877925-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2024-05-21 | 2024-05-17+ | LIDR | Dussan Luis | Dir | S - Sale | $2.62 | -250.0K | 294.8K | -46% | -$655.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-17 | S | D | 55,043 | $2.61 | 489,789 | I Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $2.6000 to $2.6800. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
| 2 | Common | Common Stock | 2024-05-20 | S | D | 105,076 | $2.41 | 384,713 | I Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $2.1400 to $2.5700. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |
| 3 | Common | Common Stock | 2024-05-21 | S | D | 89,881 | $2.88 | 294,832 | I Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $2.4200 to $3.1100. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |