Form 4 for MAIA MAIA Biotechnology, Inc.
Accepted 2025-12-23 00:00:00 ET · period of report 2025-12-22 · accession 0001878313-25-000073 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-12-23 | 2025-12-22 | MAIA | Smith Stan | Dir | P - Purchase | $1.22 | +57.2K | 1.42M | +4% | +$69.8K |
| DI | 2025-12-23 | 2025-12-22 | MAIA | Smith Stan | Dir | P - Purchase | $1.36 | +57.2K | 57.2K | New | +$77.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-12-22 | P | A | 57,189 | $1.22 | 1,421,478 | I See Footnote | — | — | (F1) The common stock was purchased pursuant to a Securities Purchase Agreement and were issued under the Issuer's 2021 Equity Incentive Plan on December 22, 2025. (F2) These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. |
| 2 | Derivative | Stock Options | 2025-12-22 | P | A | 57,189 | $1.36 | 57,189 | I See footnote | $1.36 · 2026-06-22 to 2028-12-22 | 57,189 Common Stock | (F6) These warrants were purchased pursuant to a Securities Purchase Agreement and were deemed options under the Issuer's 2021 Equity Incentive Plan on December 22, 2025. The options are exercisable beginning on the sixth month anniversary of the issuance date and expire 3-years after the initial issuance date. (F7) These securities are beneficially owned by Mr. Smith through The Stan V. Smith Trust Dated 1993. |