Form 4 for LSTA LISATA THERAPEUTICS, INC.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001879231-21-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-09-01 | LSTA | Buck Kristen K | EVP, CMO, R, D | A - Grant | $0.00 | +312.5K | 312.5K | New | $0 |
| D | 2021-09-03 | 2021-09-01 | LSTA | Buck Kristen K | EVP, CMO, R, D | F - Tax | $1.28 | -50.1K | 262.4K | -16% | -$64.1K |
| D | 2021-09-03 | 2021-09-01 | LSTA | Buck Kristen K | EVP, CMO, R, D | A - Grant | $0.00 | +1.14M | 1.14M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-01 | A | A | 312,500 | $0.00 | 312,500 | D | — | — | (F1) Represents 312,500 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in three equal installments, with one-third of the shares vesting on the date of grant and an additional one-third vesting on each of the first and second annual anniversaries of the grant date. |
| 2 | Common | Common Stock | 2021-09-01 | F | D | 50,103 | $1.28 | 262,397 | D | — | — | (F2) Includes 209,375 unvested restricted stock awards. |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-09-01 | A | A | 1,137,915 | $0.00 | 1,137,915 | D | $1.28 · 2021-09-01 to 2031-09-01 | 1,137,915 Common Stock | (F3) One-third of the shares underlying the stock options vest immediately on the grant date, with an additional one-third vesting on each of the first and second annual anniversaries of the grant date. |