Form 4 for LSTA LISATA THERAPEUTICS, INC.
Accepted 2023-01-11 00:00:00 ET · period of report 2023-01-09 · accession 0001879231-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-11 | 2023-01-09+ | LSTA | Buck Kristen K | EVP, CMO, R, D | F - Tax | $3.04 | -2,659 | 36.3K | -7% | -$8,079 |
| D | 2023-01-11 | 2023-01-09 | LSTA | Buck Kristen K | EVP, CMO, R, D | A - Grant | $0.00 | +18.0K | 38.5K | +88% | $0 |
| D | 2023-01-11 | 2023-01-09 | LSTA | Buck Kristen K | EVP, CMO, R, D | A - Grant | $0.00 | +9,000 | 9,000 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-10 | F | D | 512 | $3.20 | 35,823 | D | — | — | (F3) Shares withheld as payment of a tax liability on vesting of restricted stock. (F4) Includes 22,733 unvested restricted stock awards. |
| 2 | Common | Common Stock | 2023-01-09 | A | A | 18,000 | $0.00 | 38,482 | D | — | — | (F1) Represents 18,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. (F2) Includes 23,808 unvested restricted stock awards. |
| 3 | Common | Common Stock | 2023-01-09 | F | D | 2,147 | $3.00 | 36,335 | D | — | — | (F3) Shares withheld as payment of a tax liability on vesting of restricted stock. (F2) Includes 23,808 unvested restricted stock awards. |
| 4 | Derivative | Stock Options (Right to Buy) | 2023-01-09 | A | A | 9,000 | $0.00 | 9,000 | D | $3.00 · 2023-01-09 to 2033-01-09 | 9,000 Common Stock | (F5) One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. |