Form 4 for LSTA LISATA THERAPEUTICS, INC.
Accepted 2024-01-11 00:00:00 ET · period of report 2024-01-09 · accession 0001879231-24-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-11 | 2024-01-09+ | LSTA | Buck Kristen K | EVP, CMO, R, D | F - Tax | $3.07 | -5,880 | 54.5K | -10% | -$18.1K |
| D | 2024-01-11 | 2024-01-09 | LSTA | Buck Kristen K | EVP, CMO, R, D | A - Grant | $0.00 | +27.0K | 59.9K | +82% | $0 |
| D | 2024-01-11 | 2024-01-09 | LSTA | Buck Kristen K | EVP, CMO, R, D | A - Grant | $0.00 | +14.0K | 14.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-09 | F | D | 3,221 | $3.08 | 56,694 | D | — | — | (F3) Shares withheld as payment of a tax liability on vesting of restricted stock. (F2) Includes 31,400 unvested restricted stock. |
| 2 | Common | Common Stock | 2024-01-09 | A | A | 27,000 | $0.00 | 59,915 | D | — | — | (F1) Represents 27,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. (F2) Includes 31,400 unvested restricted stock. |
| 3 | Common | Common Stock | 2024-01-10 | F | D | 512 | $3.00 | 54,035 | D | — | — | (F3) Shares withheld as payment of a tax liability on vesting of restricted stock. (F4) Includes 30,325 unvested restricted stock. |
| 4 | Common | Common Stock | 2024-01-09 | F | D | 2,147 | $3.08 | 54,547 | D | — | — | (F3) Shares withheld as payment of a tax liability on vesting of restricted stock. (F2) Includes 31,400 unvested restricted stock. |
| 5 | Derivative | Stock Option (Right to Buy) | 2024-01-09 | A | A | 14,000 | $0.00 | 14,000 | D | $3.08 · 2024-01-09 to 2034-01-09 | 14,000 Common Stock | (F5) One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date. |