Form 4 for SLDP Solid Power, Inc.

Accepted 2023-03-03 00:00:00 ET · period of report 2023-03-02 · accession 0001882289-23-000001 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2023-03-03	2023-03-02	SLDP	Johnson Derek Colby	COO	A - Grant	$0.00	+254.0K	342.3K	+288%	$0
D	2023-03-03	2023-03-02	SLDP	Johnson Derek Colby	COO	A - Grant	$0.00	+549.0K	549.0K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2023-03-02	A	A	253,984	$0.00	342,288	D	—	—	(F1) Each restricted stock unit represents a contingent right to receive one share of the underlying common stock of the Issuer. The restricted stock units will vest as to 25% of the granted number on March 2, 2024, and the remaining 75% of the granted number will vest in 12 equal quarterly installments commencing on March 31, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.
2	Derivative	Stock Option (Right to Buy)	2023-03-02	A	A	549,023	$0.00	549,023	D	$3.11 · — to 2033-03-02	549,023 Common Stock	(F2) The stock option will vest as to 25% of the shares of the Issuer's common stock underlying the grant on March 2, 2024, and will vest as to the remaining 75% of the shares underlying the grant in 12 equal quarterly installments commencing on March 31, 2024, and thereafter at the end of each fiscal quarter of the Issuer, subject to the reporting person continuing to be a service provider (as defined in the Issuer's 2021 Equity Incentive Plan) through the applicable vesting date.