Form 4 for PGY Pagaya Technologies Ltd.
Accepted 2024-08-21 00:00:00 ET · period of report 2024-04-30 · accession 0001883085-24-000106 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-21 | 2024-04-30+ | PGY | Rosen Tami | Chief Development Off, Dir | S - Sale+OE | $12.59 | -13.7K | 48.2K | -22% | -$172.3K |
| DM | 2024-08-21 | 2024-04-30+ | PGY | Rosen Tami | Chief Development Off, Dir | M - OptEx | $0.00 | +31.2K | 63.8K | +96% | $0 |
| DM | 2024-08-21 | 2024-04-30+ | PGY | Rosen Tami | Chief Development Off, Dir | M - OptEx | $0.00 | -31.2K | 46.9K | -40% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Share | 2024-07-31 | S | D | 8,025 | $14.70 | 55,751 | D | — | — | |
| 2 | Common | Class A Ordinary Share | 2024-04-30 | M | A | 15,625 | $0.00 | 53,806 | D | — | — | |
| 3 | Common | Class A Ordinary Share | 2024-04-30 | S | D | 5,655 | $9.60 | 48,151 | D | — | — | |
| 4 | Common | Class A Ordinary Share | 2024-07-31 | M | A | 15,625 | $0.00 | 63,776 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2024-07-31 | M | D | 15,625 | $0.00 | 31,250 | D | $0.00 · — to — | 15,625 Class A Ordinary Share | (F2) 1/4th of the total 125,000 restricted stock units initially subject to this award vested on each of October 31, 2023 and January 31, 2024, and 1/8th of the total units initially subject to this award vest every three months thereafter. |
| 6 | Derivative | Restricted Stock Unit | 2024-04-30 | M | D | 15,625 | $0.00 | 46,875 | D | $0.00 · — to — | 15,625 Class A Ordinary Share | (F2) 1/4th of the total 125,000 restricted stock units initially subject to this award vested on each of October 31, 2023 and January 31, 2024, and 1/8th of the total units initially subject to this award vest every three months thereafter. |