Form 4 for PGY Pagaya Technologies Ltd.
Accepted 2024-08-21 00:00:00 ET · period of report 2024-04-16 · accession 0001883085-24-000109 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-21 | 2024-04-16+ | PGY | DAS SANJIV | Pres | M - OptEx | $0.00 | +68.8K | 77.0K | +831% | $0 |
| DM | 2024-08-21 | 2024-04-16+ | PGY | DAS SANJIV | Pres | S - Sale+OE | $11.91 | -25.2K | 54.1K | -32% | -$300.6K |
| DM | 2024-08-21 | 2024-04-16+ | PGY | DAS SANJIV | Pres | M - OptEx | $0.00 | -68.8K | 137.5K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Share | 2024-04-16 | M | A | 45,834 | $0.00 | 68,561 | D | — | — | |
| 2 | Common | Class A Ordinary Share | 2024-07-16 | S | D | 10,794 | $14.57 | 66,232 | D | — | — | |
| 3 | Common | Class A Ordinary Share | 2024-07-16 | M | A | 22,917 | $0.00 | 77,026 | D | — | — | |
| 4 | Common | Class A Ordinary Share | 2024-04-16 | S | D | 14,452 | $9.92 | 54,109 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2024-07-16 | M | D | 22,917 | $0.00 | 114,582 | D | $0.00 · — to — | 22,917 Class A Ordinary Share | (F2) 1/4th of the total 183,333 restricted stock units initially subject to this award will vest on April 16, 2024, and 1/8th of the total units initially subject to this award vest every three months thereafter. |
| 6 | Derivative | Restricted Stock Unit | 2024-04-16 | M | D | 45,834 | $0.00 | 137,499 | D | $0.00 · — to — | 45,834 Class A Ordinary Share | (F2) 1/4th of the total 183,333 restricted stock units initially subject to this award will vest on April 16, 2024, and 1/8th of the total units initially subject to this award vest every three months thereafter. |