Form 4 for PGY Pagaya Technologies Ltd.
Accepted 2024-08-21 00:00:00 ET · period of report 2024-07-01 · accession 0001883085-24-000110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-08-21 | 2024-07-01+ | PGY | Perros Evangelos | CFO | S - Sale | $13.50 | -25.9K | 23.8K | -52% | -$349.9K |
| DM | 2024-08-21 | 2024-07-01+ | PGY | Perros Evangelos | CFO | A - Grant | $0.00 | +49.7K | 48.0K | New | $0 |
| DM | 2024-08-21 | 2024-07-01+ | PGY | Perros Evangelos | CFO | A - Grant | $0.00 | -49.7K | 227.7K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Share | 2024-07-01 | S | D | 1,750 | $12.81 | 2,416 | D | — | — | |
| 2 | Common | Class A Ordinary Share | 2024-07-01 | A | A | 4,166 | $0.00 | 4,166 | D | — | — | |
| 3 | Common | Class A Ordinary Share | 2024-08-01 | S | D | 24,171 | $13.55 | 23,791 | D | — | — | |
| 4 | Common | Class A Ordinary Share | 2024-08-01 | A | A | 45,546 | $0.00 | 47,962 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2024-07-01 | A | D | 4,166 | $0.00 | 8,333 | D | $0.00 · — to — | 4,166 Class A Ordinary Share | (F2) 1/4th of the total 33,333 restricted stock units initially subject to this award vested on April 1, 2023, 1/4th of the total units initially subject to this award vested on January 1, 2024 and the reminder of the award vests in equal installments every three months for the 12 months thereafter. |
| 6 | Derivative | Restricted Stock Unit | 2024-08-01 | A | D | 45,546 | $0.00 | 227,678 | D | $0.00 · — to — | 45,546 Class A Ordinary Share | (F3) 1/6th of the total 273,224 restricted stock units subject to this award vest each on August 1, 2024 and January 1, 2025, and the remaining 2/3rd of the grant shall vest over the following 24 months in equal quarterly installments on April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026, April 1, 2026, July 1, 2026, October 1, 2026 and January 1, 2027. |