Form 4 for PGY Pagaya Technologies Ltd.
Accepted 2024-10-03 00:00:00 ET · period of report 2024-10-01 · accession 0001883085-24-000159 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-03 | 2024-10-02 | PGY | Kim Nam Woo | See Remarks | S - Sale | $9.90 | -171 | 3,987 | -4% | -$1,693 |
| D | 2024-10-03 | 2024-10-01 | PGY | Kim Nam Woo | See Remarks | A - Grant | $0.00 | +417 | 4,158 | +11% | $0 |
| D | 2024-10-03 | 2024-10-01 | PGY | Kim Nam Woo | See Remarks | A - Grant | $0.00 | -417 | 2,083 | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Share | 2024-10-02 | S | D | 171 | $9.90 | 3,987 | D | — | — | |
| 2 | Common | Class A Ordinary Share | 2024-10-01 | A | A | 417 | $0.00 | 4,158 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-10-01 | A | D | 417 | $0.00 | 2,083 | D | $0.00 · — to — | 417 Class A Ordinary Share | (F2) 1/4 of the total 3,333 initially subjected to this award vested on April 1, 2023, 1/4 vested on January 1, 2024, and the remaining RSUs shall vest thereafter in 4 equal quarterly installments beginning on April 1, 2024, and thereafter. |