Form 4 for PGY Pagaya Technologies Ltd.
Accepted 2024-10-17 00:00:00 ET · period of report 2024-10-16 · accession 0001883085-24-000169 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-10-17 | 2024-10-16 | PGY | DAS SANJIV | Pres | A - Grant | $0.00 | +22.9K | 75.5K | +44% | $0 |
| D | 2024-10-17 | 2024-10-17 | PGY | DAS SANJIV | Pres | S - Sale | $11.77 | -10.7K | 64.8K | -14% | -$125.7K |
| DM | 2024-10-17 | 2024-10-16 | PGY | DAS SANJIV | Pres | A - Grant | $0.00 | +677.1K | 700.0K | +2,955% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Share | 2024-10-16 | A | A | 22,917 | $0.00 | 75,477 | D | — | — | |
| 2 | Common | Class A Ordinary Share | 2024-10-17 | S | D | 10,683 | $11.77 | 64,794 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-10-16 | A | D | 22,917 | $0.00 | 20,588 | D | $0.00 · — to — | 22,917 Class A Ordinary Share | (F3) 1/4th of the total 183,333 RSUs initially subject to this award vested on April 16, 2024, and the remaining RSUs shall vest thereafter in 6 equal quarterly installments beginning on July 16, 2024. |
| 4 | Derivative | Stock Options (Right to Buy) | 2024-10-16 | A | A | 700,000 | $0.00 | 700,000 | D | $15.00 · — to 2034-10-15 | 700,000 Class A Ordinary Share | (F2) 1/4th of the total 700,000 options will vest one year after the commencement date on October 16, 2025, and the remaining shall vest over the following 3 years in annual installments on the vesting anniversary. |