Form 4 for PGY Pagaya Technologies Ltd.
Accepted 2024-11-04 00:00:00 ET · period of report 2024-10-31 · accession 0001883085-24-000175 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-04 | 2024-10-31 | PGY | Rosen Tami | Chief Development Off, Dir | M - OptEx | $0.00 | +15.6K | 99.1K | +19% | $0 |
| DM | 2024-11-04 | 2024-10-31+ | PGY | Rosen Tami | Chief Development Off, Dir | S - Sale+OE | $11.91 | -25.5K | 91.1K | -22% | -$304.1K |
| D | 2024-11-04 | 2024-10-31 | PGY | Rosen Tami | Chief Development Off, Dir | M - OptEx | $0.00 | -15.6K | 15.6K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Share | 2024-10-31 | M | A | 15,625 | $0.00 | 99,052 | D | — | — | |
| 2 | Common | Class A Ordinary Share | 2024-10-31 | S | D | 17,570 | $12.06 | 73,516 | D | — | — | (F3) Weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.21 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 3 | Common | Class A Ordinary Share | 2024-11-01 | S | D | 7,966 | $11.57 | 91,086 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2024-10-31 | M | D | 15,625 | $0.00 | 15,625 | D | $0.00 · — to — | 15,625 Class A Ordinary Share | (F4) 1/4th of the total 125,000 restricted stock units initially subject to this award vested on each of October 31, 2023 and January 31, 2024, and the remaining vests quarterly, in four equal installments. |