Form 4 for PGY Pagaya Technologies Ltd.
Accepted 2024-11-18 00:00:00 ET · period of report 2024-11-14 · accession 0001883085-24-000192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-18 | 2024-11-15 | PGY | Torraco Nicole | Dir | S - Sale | $8.92 | -2,371 | 9,487 | -20% | -$21.1K |
| D | 2024-11-18 | 2024-11-14 | PGY | Torraco Nicole | Dir | A - Grant | $0.00 | +4,743 | 11.9K | +67% | $0 |
| D | 2024-11-18 | 2024-11-14 | PGY | Torraco Nicole | Dir | M - OptEx | $0.00 | +4,743 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Ordinary Share | 2024-11-15 | S | D | 2,371 | $8.92 | 9,487 | D | — | — | (F2) Weighted average price. These shares were sold in multiple transactions at prices ranging from $9.33 to $8.68 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. |
| 2 | Common | Class A Ordinary Share | 2024-11-14 | A | A | 4,743 | $0.00 | 11,858 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-11-14 | M | A | 4,743 | $0.00 | 0 | D | $0.00 · — to — | 4,743 Class A Ordinary Share | (F3) 1/4th of the total 18,972 restricted stock units initially subject to this award vested on February 14, 2024, and the remaining total units initially subject to this award vests quarterly in 3 equal installments. |