Form 4 for KDP Keurig Dr Pepper
Accepted 2026-09-16 17:42:07 ET · period of report 2026-09-14 · accession 0001885848-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2026-09-16 17:42 | 2026-09-14 | KDP | Shoemaker Anthony | CLO | M - OptEx | $0.00 | +60.6K | 200.8K | +43% | $0 |
| D | 2026-09-16 17:42 | 2026-09-14 | KDP | Shoemaker Anthony | CLO | F - Tax | $31.58 | -23.8K | 177.0K | -12% | -$752.6K |
| DM | 2026-09-16 17:42 | 2026-09-14 | KDP | Shoemaker Anthony | CLO | M - OptEx | $0.00 | -60.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-09-14 | M | A | 59,781 | $0.00 | 200,062 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2026-09-14 | M | A | 785 | $0.00 | 200,847 | D | — | — | (F1) Restricted Stock Units ("RSUs") convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2026-09-14 | F | D | 23,833 | $31.58 | 177,014 | D | — | — | (F2) Shares of common stock withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. |
| 4 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 59,781 | $0.00 | 0 | D | — · — to — | 59,781 Common Stock | (F3) As previously disclosed, these RSUs represent matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program. These Matching RSUs were granted on September 14, 2021 and vested in full on September 14, 2026. The Matching RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2026. (F3) As previously disclosed, these RSUs represent matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program. These Matching RSUs were granted on September 14, 2021 and vested in full on September 14, 2026. The Matching RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2026. (F3) As previously disclosed, these RSUs represent matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program. These Matching RSUs were granted on September 14, 2021 and vested in full on September 14, 2026. The Matching RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2026. |
| 5 | Derivative | Restricted Stock Unit | 2026-09-14 | M | D | 785 | $0.00 | 0 | D | — · — to — | 785 Common Stock | (F4) RSUs were granted September 14, 2021 and vest in three installments as follows: 60% on September 14, 2024; 20% on September 14, 2025, and 20% on September 14, 2026. Tweny percent of the RSUs vested on September 14, 2026. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Ombinus Stock Incentive Plan of 2026. (F4) RSUs were granted September 14, 2021 and vest in three installments as follows: 60% on September 14, 2024; 20% on September 14, 2025, and 20% on September 14, 2026. Tweny percent of the RSUs vested on September 14, 2026. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Ombinus Stock Incentive Plan of 2026. (F4) RSUs were granted September 14, 2021 and vest in three installments as follows: 60% on September 14, 2024; 20% on September 14, 2025, and 20% on September 14, 2026. Tweny percent of the RSUs vested on September 14, 2026. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Ombinus Stock Incentive Plan of 2026. |