Form 4 for CLSK CLEANSPARK, INC.
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001886086-21-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-19 | 2021-11-17 | CLSK | Love Lori | CFO | M - OptEx | $9.00 | +5,664 | 128.6K | +5% | +$51.0K |
| DM | 2021-11-19 | 2021-11-17 | CLSK | Love Lori | CFO | M - OptEx | $0.00 | -5,664 | 3,614 | -61% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | M | A | 2,664 | $9.00 | 131,217 | D | — | — | (F2) $23,976 was paid in cash by the reporting person as consideration for the option exercise. |
| 2 | Common | Common Stock | 2021-11-17 | M | A | 3,000 | $9.00 | 128,553 | D | — | — | (F1) $27,000 was paid in cash by the reporting person as consideration for the option exercise. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-17 | M | D | 3,000 | $0.00 | 7,000 | D | $9.00 · — to 2023-10-25 | 3,000 Common Stock | (F3) On October 26, 2020, the compensation committee of the board of directors of the Issuer approved the grant of an option to purchase 10,000 shares of common stock to the Reporting Person under the Issuer's equity incentive plan, which options vest pursuant to certain corporate milestones of the Issuer for fiscal year 2021. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2021-11-17 | M | D | 2,664 | $0.00 | 3,614 | D | $9.00 · 2020-10-26 to 2023-10-25 | 2,664 Common Stock |