Form 4 for COCO Vita Coco Company, Inc.
Accepted 2022-08-16 00:00:00 ET · period of report 2022-08-12 · accession 0001886142-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-08-16 | 2022-08-15 | COCO | Burth Jonathan | COO | A - Grant | $0.00 | +58.6K | 187.6K | +45% | $0 |
| DM | 2022-08-16 | 2022-08-12+ | COCO | Burth Jonathan | COO | S - Sale+OE | $13.38 | -52.7K | 139.0K | -27% | -$704.6K |
| D | 2022-08-16 | 2022-08-15 | COCO | Burth Jonathan | COO | M - OptEx | $6.42 | +7,660 | 146.7K | +6% | +$49.2K |
| D | 2022-08-16 | 2022-08-15 | COCO | Burth Jonathan | COO | A - Grant | $0.00 | +43.0K | 43.0K | New | $0 |
| D | 2022-08-16 | 2022-08-15 | COCO | Burth Jonathan | COO | M - OptEx | $6.42 | -7,660 | 16.0K | -32% | -$49.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-08-15 | A | A | 58,594 | $0.00 | 187,615 | D | — | — | (F3) The Reporting Person was granted restricted stock units that will vest in three equal annual installments beginning on August 15, 2025. (F4) These shares consist of: (i) 70,261 unvested restricted stock units and (ii) 117,354 shares of common stock obtained from option exercises. |
| 2 | Common | Common Stock | 2022-08-15 | S | D | 10,000 | $14.00 | 129,021 | D | — | — | |
| 3 | Common | Common Stock | 2022-08-15 | M | A | 7,660 | $6.42 | 146,681 | D | — | — | |
| 4 | Common | Common Stock | 2022-08-12 | S | D | 35,000 | $12.79 | 139,021 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.67 to $13.00, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
| 5 | Common | Common Stock | 2022-08-15 | S | D | 7,660 | $15.27 | 139,021 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.27 to $15.28, inclusive. The Reporting Person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-08-15 | A | A | 42,980 | $0.00 | 42,980 | D | $15.36 · — to 2032-08-15 | 42,980 Common Stock | (F6) The Reporting Person was granted stock options that will vest in three equal annual installments beginning on August 15, 2025. |
| 7 | Derivative | Stock Option (Right to Buy) | 2022-08-15 | M | D | 7,660 | $6.42 | 16,000 | D | $6.42 · — to 2023-02-01 | 7,660 Common Stock | (F5) The stock option is fully vested and currently exercisable. |