Form 4 for QCOM Qualcomm
Accepted 2022-10-04 00:00:00 ET · period of report 2022-10-01 · accession 0001888316-22-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-04 | 2022-10-01 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | F - Tax | $112.98 | -9,475 | 50.2K | -16% | -$1.07M |
| DM | 2022-10-04 | 2022-10-01 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | M - OptEx | $0.00 | +22.1K | 48.3K | +84% | $0 |
| D | 2022-10-04 | 2022-10-03 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | S - Sale+OE | $114.99 | -5,591 | 44.6K | -11% | -$642.9K |
| DM | 2022-10-04 | 2022-10-01 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | M - OptEx | $0.00 | -22.1K | 6,275 | -78% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-01 | F | D | 2,963 | $112.98 | 47,841 | D | — | — | |
| 2 | Common | Common Stock | 2022-10-01 | M | A | 5,080 | $0.00 | 52,921 | D | — | — | |
| 3 | Common | Common Stock | 2022-10-01 | M | A | 6,274 | $0.00 | 50,804 | D | — | — | |
| 4 | Common | Common Stock | 2022-10-01 | F | D | 3,754 | $112.98 | 44,530 | D | — | — | |
| 5 | Common | Common Stock | 2022-10-01 | M | A | 10,743 | $0.00 | 48,284 | D | — | — | (F1) Includes 83 and 70 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2022 and July 31, 2022, respectively. |
| 6 | Common | Common Stock | 2022-10-01 | F | D | 2,758 | $112.98 | 50,163 | D | — | — | |
| 7 | Common | Common Stock | 2022-10-03 | S | D | 5,591 | $114.99 | 44,572 | D | — | — | |
| 8 | Derivative | Restricted Stock Unit | 2022-10-01 | M | D | 5,080.41 | $0.00 | 10,162.86 | D | — · — to 2024-10-01 | 5,080.41 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. (F6) These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024. |
| 9 | Derivative | Restricted Stock Unit | 2022-10-01 | M | D | 10,743.98 | $0.00 | 0 | D | — · — to 2022-10-01 | 10,743.98 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. (F4) These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2020, 2021 and 2022. |
| 10 | Derivative | Restricted Stock Unit | 2022-10-01 | M | D | 6,274.70 | $0.00 | 6,274.70 | D | — · — to 2023-10-01 | 6,274.70 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. (F5) These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2021, 2022 and 2023. |