Form 4 for QCOM Qualcomm
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-16 · accession 0001888316-22-000051 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-17 | 2022-11-16 | QCOM | CATHEY JAMES J | Chief Commercial Off | F - Tax | $120.73 | -525.41 | 917 | -36% | -$63.4K |
| DM | 2022-11-17 | 2022-11-16 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | +525.41 | 1,128 | +87% | $0 |
| DM | 2022-11-17 | 2022-11-16 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | -525.41 | 14.6K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-16 | F | D | 210.57 | $120.73 | 917 | D | — | — | (F1) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. |
| 2 | Common | Common Stock | 2022-11-16 | F | D | 314.84 | $120.73 | 917 | D | — | — | (F1) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. |
| 3 | Common | Common Stock | 2022-11-16 | M | A | 314.84 | $0.00 | 1,231.84 | D | — | — | (F1) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. |
| 4 | Common | Common Stock | 2022-11-16 | M | A | 210.57 | $0.00 | 1,127.57 | D | — | — | (F1) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in May 2022 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. |
| 5 | Derivative | Restricted Stock Unit | 2022-11-16 | M | D | 210.57 | $0.00 | 14,910.86 | D | — · — to 2025-05-20 | 210.57 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F3) These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 5,975 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. |
| 6 | Derivative | Restricted Stock Unit | 2022-11-16 | M | D | 314.84 | $0.00 | 14,596.02 | D | — · — to 2025-05-20 | 314.84 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) These Restricted Stock Units vested and the converted shares were issued and withheld to cover the tax liability associated with the vesting of 8,962 Restricted Stock Units granted to Mr. Cathey on May 16, 2022 and which accelerated vesting upon his attainment of Normal Retirement Age. The remainder of the vested Restricted Stock Units will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. |