Form 4 for QCOM Qualcomm
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-20 · accession 0001888316-22-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-21 | 2022-11-20 | QCOM | POLEK ERIN L | SVP, CAO, Ctrl | M - OptEx | $0.00 | +4,425 | 1,425 | New | $0 |
| D | 2022-11-21 | 2022-11-21 | QCOM | POLEK ERIN L | SVP, CAO, Ctrl | S - Sale+OE | $121.10 | -2,894 | 0 | -100% | -$350.5K |
| DM | 2022-11-21 | 2022-11-20 | QCOM | POLEK ERIN L | SVP, CAO, Ctrl | F - Tax | $123.85 | -1,531 | 2,894 | -35% | -$189.6K |
| DM | 2022-11-21 | 2022-11-20 | QCOM | POLEK ERIN L | SVP, CAO, Ctrl | M - OptEx | $0.00 | -4,427 | 4,150 | -52% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-20 | M | A | 2,073 | $0.00 | 3,611 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-21 | S | D | 2,894 | $121.10 | 0 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-20 | F | D | 321 | $123.85 | 1,538 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-20 | M | A | 927 | $0.00 | 1,859 | D | — | — | |
| 5 | Common | Common Stock | 2022-11-20 | F | D | 493 | $123.85 | 932 | D | — | — | |
| 6 | Common | Common Stock | 2022-11-20 | M | A | 1,425 | $0.00 | 1,425 | D | — | — | |
| 7 | Common | Common Stock | 2022-11-20 | F | D | 717 | $123.85 | 2,894 | D | — | — | |
| 8 | Derivative | Restricted Stock Unit | 2022-11-20 | M | D | 1,425.75 | $0.00 | 0 | D | — · — to 2022-11-20 | 1,425.75 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F3) These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022. |
| 9 | Derivative | Restricted Stock Unit | 2022-11-20 | M | D | 927.16 | $0.00 | 1,855.35 | D | — · — to 2023-11-20 | 927.16 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. |
| 10 | Derivative | Restricted Stock Unit | 2022-11-20 | M | D | 2,073.80 | $0.00 | 4,149.65 | D | — · — to 2024-11-20 | 2,073.80 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. |