Form 4 for QCOM Qualcomm
Accepted 2022-11-21 00:00:00 ET · period of report 2022-11-20 · accession 0001888316-22-000054 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-21 | 2022-11-20 | QCOM | CATHEY JAMES J | Chief Commercial Off | F - Tax | $123.85 | -2,537 | 2,208 | -53% | -$314.2K |
| DM | 2022-11-21 | 2022-11-20 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | +6,368 | 3,492 | New | $0 |
| DM | 2022-11-21 | 2022-11-20 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | -6,369 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-20 | F | D | 1,410 | $123.85 | 4,748 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-20 | F | D | 444 | $123.85 | 3,048 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-20 | M | A | 3,110 | $0.00 | 6,158 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-20 | F | D | 683 | $123.85 | 2,208 | D | — | — | |
| 5 | Common | Common Stock | 2022-11-20 | M | A | 1,974 | $0.00 | 2,891 | D | — | — | |
| 6 | Common | Common Stock | 2022-11-20 | M | A | 1,284 | $0.00 | 3,492 | D | — | — | |
| 7 | Derivative | Restricted Stock Unit | 2022-11-20 | M | D | 1,284.08 | $0.00 | 2,568.15 | D | — · — to 2023-11-20 | 1,284.08 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F3) The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. |
| 8 | Derivative | Restricted Stock Unit | 2022-11-20 | M | D | 3,110.70 | $0.00 | 6,224.47 | D | — · — to 2024-11-20 | 3,110.70 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. |
| 9 | Derivative | Restricted Stock Unit | 2022-11-20 | M | D | 1,974.19 | $0.00 | 0 | D | — · — to 2022-11-20 | 1,974.19 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F2) These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2020, 2021 and 2022. |