Form 4 for QCOM Qualcomm
Accepted 2022-12-07 00:00:00 ET · period of report 2022-12-05 · accession 0001888316-22-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-07 | 2022-12-05 | QCOM | THOMPSON JAMES H | CTO | F - Tax | $123.30 | -58.5K | 279.2K | -17% | -$7.21M |
| DM | 2022-12-07 | 2022-12-05 | QCOM | THOMPSON JAMES H | CTO | A - Grant | $0.00 | +117.9K | 269.1K | +78% | $0 |
| D | 2022-12-07 | 2022-12-05 | QCOM | THOMPSON JAMES H | CTO | A - Grant | $0.00 | +30.8K | 30.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-05 | F | D | 24,499 | $123.30 | 244,606 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-05 | A | A | 68,520 | $0.00 | 313,126 | D | — | — | (F1) These shares represent Performance Stock Units that vested on October 1, 2022. On December 5, 2022, the HR and Compensation Committee determined and certified the number of shares to be paid. |
| 3 | Common | Common Stock | 2022-12-05 | F | D | 33,973 | $123.30 | 279,153 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-05 | A | A | 49,412 | $0.00 | 269,105 | D | — | — | (F1) These shares represent Performance Stock Units that vested on October 1, 2022. On December 5, 2022, the HR and Compensation Committee determined and certified the number of shares to be paid. |
| 5 | Derivative | Restricted Stock Unit | 2022-12-05 | A | A | 30,820 | $0.00 | 30,820 | D | — · — to 2025-12-15 | 30,820 Common Stock | (F4) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. |