Form 4 for QCOM Qualcomm
Accepted 2023-05-22 00:00:00 ET · period of report 2023-05-20 · accession 0001888316-23-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-22 | 2023-05-20 | QCOM | MARTIN NEIL | SVP, CAO, Fin | M - OptEx | $0.00 | +2,204 | 4,616 | +91% | $0 |
| D | 2023-05-22 | 2023-05-20 | QCOM | MARTIN NEIL | SVP, CAO, Fin | F - Tax | $105.86 | -759 | 4,906 | -13% | -$80.3K |
| DM | 2023-05-22 | 2023-05-20 | QCOM | MARTIN NEIL | SVP, CAO, Fin | M - OptEx | $0.00 | -2,206 | 3,125 | -41% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-20 | M | A | 1,049 | $0.00 | 5,665 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-20 | M | A | 1,155 | $0.00 | 4,616 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-20 | F | D | 759 | $105.86 | 4,906 | D | — | — | (F1) Includes 84 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2023-05-20 | M | D | 1,155.80 | $0.00 | 1,141.12 | D | — · — to 2023-11-20 | 1,155.80 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F3) The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. |
| 5 | Derivative | Restricted Stock Unit | 2023-05-20 | M | D | 1,049.87 | $0.00 | 3,125 | D | — · — to 2024-11-20 | 1,049.87 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. |