Form 4 for QCOM Qualcomm
Accepted 2023-05-22 00:00:00 ET · period of report 2023-05-20 · accession 0001888316-23-000034 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-22 | 2023-05-20 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | +7,443 | 4,016 | New | $0 |
| D | 2023-05-22 | 2023-05-20 | QCOM | CATHEY JAMES J | Chief Commercial Off | F - Tax | $105.86 | -2,467 | 7,692 | -24% | -$261.2K |
| DM | 2023-05-22 | 2023-05-20 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | -7,445 | 4,688 | -61% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-20 | M | A | 1,574 | $0.00 | 5,590 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-20 | F | D | 2,467 | $105.86 | 7,692 | D | — | — | (F1) Includes 52 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023. |
| 3 | Common | Common Stock | 2023-05-20 | M | A | 2,742 | $0.00 | 10,159 | D | — | — | |
| 4 | Common | Common Stock | 2023-05-20 | M | A | 1,827 | $0.00 | 7,417 | D | — | — | |
| 5 | Common | Common Stock | 2023-05-20 | M | A | 1,300 | $0.00 | 4,016 | D | — | — | |
| 6 | Derivative | Restricted Stock Unit | 2023-05-20 | M | D | 1,300.14 | $0.00 | 1,283.63 | D | — · — to 2023-11-20 | 1,300.14 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F3) The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter. |
| 7 | Derivative | Restricted Stock Unit | 2023-05-20 | M | D | 1,827.60 | $0.00 | 12,951.02 | D | — · — to 2025-05-20 | 1,827.60 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. |
| 8 | Derivative | Restricted Stock Unit | 2023-05-20 | M | D | 2,742.93 | $0.00 | 10,208.09 | D | — · — to 2025-05-20 | 2,742.93 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025. |
| 9 | Derivative | Restricted Stock Unit | 2023-05-20 | M | D | 1,574.81 | $0.00 | 4,687.51 | D | — · — to 2024-11-20 | 1,574.81 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. |