Form 4 for QCOM Qualcomm
Accepted 2023-10-02 00:00:00 ET · period of report 2023-10-01 · accession 0001888316-23-000044 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2023-10-02 | 2023-10-01 | QCOM | AMON CRISTIANO R | Pres, CEO, Dir | M - OptEx | $0.00 | +29.6K | 201.7K | +17% | $0 |
| DI | 2023-10-02 | 2023-10-01 | QCOM | AMON CRISTIANO R | Pres, CEO, Dir | F - Tax | $111.06 | -13.4K | 188.3K | -7% | -$1.48M |
| DM | 2023-10-02 | 2023-10-01 | QCOM | AMON CRISTIANO R | Pres, CEO, Dir | M - OptEx | $0.00 | -29.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-01 | M | A | 12,887 | $0.00 | 184,995 | I by Trust | — | — | (F1) Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023. (F2) Securities held by Cristiano Amon and Adriana Amon TTEES Amon Family Trust UAD 08/25/2015. |
| 2 | Common | Common Stock | 2023-10-01 | F | D | 13,367 | $111.06 | 188,326 | I by Trust | — | — | (F2) Securities held by Cristiano Amon and Adriana Amon TTEES Amon Family Trust UAD 08/25/2015. |
| 3 | Common | Common Stock | 2023-10-01 | M | A | 16,698 | $0.00 | 201,693 | I by Trust | — | — | (F2) Securities held by Cristiano Amon and Adriana Amon TTEES Amon Family Trust UAD 08/25/2015. |
| 4 | Derivative | Restricted Stock Unit | 2023-10-01 | M | D | 16,698.10 | $0.00 | 16,699.15 | D | — · — to 2024-10-01 | 16,698.10 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024. |
| 5 | Derivative | Restricted Stock Unit | 2023-10-01 | M | D | 12,887.45 | $0.00 | 0 | D | — · — to 2023-10-01 | 12,887.45 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023. |