Form 4 for QCOM Qualcomm
Accepted 2023-10-02 00:00:00 ET · period of report 2023-10-01 · accession 0001888316-23-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-02 | 2023-10-01 | QCOM | THOMPSON JAMES H | CTO | F - Tax | $111.06 | -8,564 | 253.8K | -3% | -$951.1K |
| DM | 2023-10-02 | 2023-10-01 | QCOM | THOMPSON JAMES H | CTO | M - OptEx | $0.00 | +21.0K | 253.0K | +9% | $0 |
| DM | 2023-10-02 | 2023-10-01 | QCOM | THOMPSON JAMES H | CTO | M - OptEx | $0.00 | -21.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-01 | F | D | 8,564 | $111.06 | 253,795 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-01 | M | A | 9,392 | $0.00 | 262,359 | D | — | — | |
| 3 | Common | Common Stock | 2023-10-01 | M | A | 11,598 | $0.00 | 252,967 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-10-01 | M | D | 9,392.48 | $0.00 | 9,393.53 | D | — · — to 2024-10-01 | 9,392.48 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024. |
| 5 | Derivative | Restricted Stock Unit | 2023-10-01 | M | D | 11,598.60 | $0.00 | 0 | D | — · — to 2023-10-01 | 11,598.60 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023. |