Form 4 for QCOM Qualcomm
Accepted 2023-10-02 00:00:00 ET · period of report 2023-10-01 · accession 0001888316-23-000047 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-10-02 | 2023-10-01 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | M - OptEx | $0.00 | +11.7K | 30.2K | +63% | $0 |
| D | 2023-10-02 | 2023-10-02 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | S - Sale+OE | $110.40 | -6,001 | 25.2K | -19% | -$662.5K |
| D | 2023-10-02 | 2023-10-01 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | F - Tax | $111.06 | -4,162 | 31.2K | -12% | -$462.2K |
| DM | 2023-10-02 | 2023-10-01 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | M - OptEx | $0.00 | -11.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-01 | M | A | 5,218 | $0.00 | 35,392 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-02 | S | D | 6,001 | $110.40 | 25,229 | D | — | — | |
| 3 | Common | Common Stock | 2023-10-01 | F | D | 4,162 | $111.06 | 31,230 | D | — | — | |
| 4 | Common | Common Stock | 2023-10-01 | M | A | 6,444 | $0.00 | 30,174 | D | — | — | (F1) Includes 93 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2023. |
| 5 | Derivative | Restricted Stock Unit | 2023-10-01 | M | D | 5,218.75 | $0.00 | 5,218.75 | D | — · — to 2024-10-01 | 5,218.75 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on October 1, 2022, 2023 and 2024. |
| 6 | Derivative | Restricted Stock Unit | 2023-10-01 | M | D | 6,444.26 | $0.00 | 0 | D | — · — to 2023-10-01 | 6,444.26 Common Stock | (F3) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) These Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on October 1, 2021, 2022 and 2023. |