Form 4 for QCOM Qualcomm
Accepted 2023-11-02 00:00:00 ET · period of report 2023-11-01 · accession 0001888316-23-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-02 | 2023-11-01 | QCOM | CHAPLIN ANN C | GC, Corp Sec | M - OptEx | $0.00 | +5,701 | 9,333 | +157% | $0 |
| D | 2023-11-02 | 2023-11-01 | QCOM | CHAPLIN ANN C | GC, Corp Sec | F - Tax | $110.89 | -1,971 | 7,362 | -21% | -$218.6K |
| D | 2023-11-02 | 2023-11-01 | QCOM | CHAPLIN ANN C | GC, Corp Sec | M - OptEx | $0.00 | -5,702 | 5,702 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-01 | M | A | 5,701 | $0.00 | 9,333 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-01 | F | D | 1,971 | $110.89 | 7,362 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-11-01 | M | D | 5,701.94 | $0.00 | 5,701.94 | D | — · — to 2024-11-01 | 5,701.94 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F2) These Restricted Stock Units (and allocable dividend equivalents) vest in equal one-third amounts on November 1, 2022, 2023 and 2024. |