Form 4 for QCOM Qualcomm
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-20 · accession 0001888316-23-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-21 | 2023-11-20 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | +2,916 | 5,063 | +136% | $0 |
| D | 2023-11-21 | 2023-11-20 | QCOM | CATHEY JAMES J | Chief Commercial Off | F - Tax | $129.51 | -1,211 | 5,450 | -18% | -$156.8K |
| DM | 2023-11-21 | 2023-11-20 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | -2,917 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-20 | M | A | 1,598 | $0.00 | 6,661 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-20 | M | A | 1,318 | $0.00 | 5,063 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-20 | F | D | 1,211 | $129.51 | 5,450 | D | — | — | |
| 4 | Derivative | Restricted Stock Unit | 2023-11-20 | M | D | 1,598.43 | $0.00 | 3,196.86 | D | — · — to 2024-11-20 | 1,598.43 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F3) The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. |
| 5 | Derivative | Restricted Stock Unit | 2023-11-20 | M | D | 1,318.78 | $0.00 | 0 | D | — · — to 2023-11-20 | 1,318.78 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F2) The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2021, 2022 and 2023. |