Form 4 for QCOM Qualcomm
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-20 · accession 0001888316-23-000053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-21 | 2023-11-20 | QCOM | MARTIN NEIL | SVP, CAO, Fin | M - OptEx | $0.00 | +4,736 | 1,419 | New | $0 |
| D | 2023-11-21 | 2023-11-20 | QCOM | MARTIN NEIL | SVP, CAO, Fin | F - Tax | $129.51 | -1,638 | 3,345 | -33% | -$212.1K |
| DM | 2023-11-21 | 2023-11-20 | QCOM | MARTIN NEIL | SVP, CAO, Fin | M - OptEx | $0.00 | -4,738 | 2,131 | -69% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-20 | M | A | 1,065 | $0.00 | 2,484 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-20 | M | A | 2,499 | $0.00 | 4,983 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-20 | M | A | 1,172 | $0.00 | 1,419 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-20 | F | D | 1,638 | $129.51 | 3,345 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit | 2023-11-20 | M | D | 1,172.36 | $0.00 | 0 | D | — · — to 2023-11-20 | 1,172.36 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F2) The Restricted Stock Units (and allocable dividend equivalents) vested in equal one-third amounts on November 20, 2021, 2022 and 2023. |
| 6 | Derivative | Restricted Stock Unit | 2023-11-20 | M | D | 2,499.77 | $0.00 | 5,001.60 | D | — · — to 2025-11-20 | 2,499.77 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) The Restricted Stock Units (and allocable dividend equivalents) vest one-third on November 20, 2023, and the remaining balance vests quarterly thereafter. |
| 7 | Derivative | Restricted Stock Unit | 2023-11-20 | M | D | 1,065.97 | $0.00 | 2,130.89 | D | — · — to 2024-11-20 | 1,065.97 Common Stock | (F1) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F3) The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter. |