Form 4 for QCOM Qualcomm
Accepted 2023-12-15 00:00:00 ET · period of report 2023-12-13 · accession 0001888316-23-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-15 | 2023-12-13 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | A - Grant | $0.00 | +32.2K | 28.2K | New | $0 |
| DM | 2023-12-15 | 2023-12-13 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | F - Tax | $138.80 | -15.9K | 41.4K | -28% | -$2.21M |
| D | 2023-12-15 | 2023-12-14 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | S - Sale | $140.50 | -13.0K | 28.5K | -31% | -$1.82M |
| D | 2023-12-15 | 2023-12-13 | QCOM | ROGERS ALEXANDER H | Pres QTL, Gbl Affairs | A - Grant | $0.00 | +17.3K | 17.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-13 | A | A | 29,165 | $0.00 | 55,904 | D | — | — | (F1) These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid. |
| 2 | Common | Common Stock | 2023-12-13 | F | D | 1,486 | $138.80 | 26,739 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-13 | A | A | 2,996 | $0.00 | 28,225 | D | — | — | (F1) These shares represent Performance Stock Units that vested on October 1, 2023. On December 13, 2023, the HR and Compensation Committee determined and certified the number of shares to be paid. |
| 4 | Common | Common Stock | 2023-12-13 | F | D | 14,460 | $138.80 | 41,444 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-14 | S | D | 12,972 | $140.50 | 28,472 | D | — | — | (F3) The sale prices for this transaction ranged from $139.66 to $142.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. |
| 6 | Derivative | Restricted Stock Unit | 2023-12-13 | A | A | 17,292 | $0.00 | 17,292 | D | — · — to 2026-12-15 | 17,292 Common Stock | (F4) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is three months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |