Form 4 for QCOM Qualcomm
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-15 · accession 0001888316-23-000068 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-12-18 | 2023-12-15 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | +3,715 | 7,779 | +91% | $0 |
| DM | 2023-12-18 | 2023-12-15 | QCOM | CATHEY JAMES J | Chief Commercial Off | F - Tax | $143.13 | -2,193 | 5,972 | -27% | -$313.9K |
| DM | 2023-12-18 | 2023-12-15 | QCOM | CATHEY JAMES J | Chief Commercial Off | M - OptEx | $0.00 | -3,715 | 6,659 | -36% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | M | A | 386 | $0.00 | 6,358 | D | — | — | (F1) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in December 2023 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. |
| 2 | Common | Common Stock | 2023-12-15 | F | D | 1,807 | $143.13 | 5,972 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-15 | M | A | 3,329 | $0.00 | 7,779 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-15 | F | D | 386 | $143.13 | 5,972 | D | — | — | (F1) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in December 2023 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. |
| 5 | Derivative | Restricted Stock Unit | 2023-12-15 | M | D | 386 | $0.00 | 8,260 | D | — · — to 2026-12-15 | 386 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F4) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units are fully vested on the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |
| 6 | Derivative | Restricted Stock Unit | 2023-12-15 | M | D | 3,329.09 | $0.00 | 6,659.21 | D | — · — to 2025-12-15 | 3,329.09 Common Stock | (F2) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F3) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. |