Form 4 for QCOM Qualcomm
Accepted 2024-12-16 00:00:00 ET · period of report 2024-12-15 · accession 0001888316-24-000091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-12-16 | 2024-12-15 | QCOM | AMON CRISTIANO R | Pres, CEO, Dir | M - OptEx | $0.00 | +43.4K | 301.7K | +17% | $0 |
| DMI | 2024-12-16 | 2024-12-15 | QCOM | AMON CRISTIANO R | Pres, CEO, Dir | F - Tax | $158.53 | -23.0K | 299.1K | -7% | -$3.65M |
| DM | 2024-12-16 | 2024-12-15 | QCOM | AMON CRISTIANO R | Pres, CEO, Dir | M - OptEx | $0.00 | -43.4K | 23.9K | -65% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-15 | M | A | 21,744 | $0.00 | 300,436 | I by Trust | — | — | (F1) Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust. |
| 2 | Common | Common Stock | 2024-12-15 | M | A | 16,960 | $0.00 | 317,396 | I by Trust | — | — | (F1) Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust. |
| 3 | Common | Common Stock | 2024-12-15 | F | D | 18,280 | $158.53 | 299,116 | I by Trust | — | — | (F1) Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust. |
| 4 | Common | Common Stock | 2024-12-15 | M | A | 2,126 | $0.00 | 301,242 | I by Trust | — | — | (F2) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2022 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. (F1) Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust. |
| 5 | Common | Common Stock | 2024-12-15 | F | D | 2,126 | $158.53 | 299,116 | I by Trust | — | — | (F2) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2022 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. (F1) Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust. |
| 6 | Common | Common Stock | 2024-12-15 | M | A | 2,615 | $0.00 | 301,731 | I by Trust | — | — | (F3) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. (F1) Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust. |
| 7 | Common | Common Stock | 2024-12-15 | F | D | 2,615 | $158.53 | 299,116 | I by Trust | — | — | (F3) Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to the reporting person in December 2023 became fully vested upon the reporting person's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units. (F1) Shares held by the reporting person's family trust, for which the reporting person and his spouse are trustees. The reporting person and members of his immediate family are the sole beneficiaries of the trust. |
| 8 | Derivative | Restricted Stock Unit | 2024-12-15 | M | D | 21,744.54 | $0.00 | 25,998.49 | D | — · — to 2025-12-15 | 21,744.54 Common Stock | (F4) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. |
| 9 | Derivative | Restricted Stock Unit | 2024-12-15 | M | D | 16,960.97 | $0.00 | 41,770.15 | D | — · — to 2026-12-15 | 16,960.97 Common Stock | (F4) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F6) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |
| 10 | Derivative | Restricted Stock Unit | 2024-12-15 | M | D | 2,615.73 | $0.00 | 39,154.42 | D | — · — to 2026-12-15 | 2,615.73 Common Stock | (F4) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F6) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026. |
| 11 | Derivative | Restricted Stock Unit | 2024-12-15 | M | D | 2,126.98 | $0.00 | 23,871.51 | D | — · — to 2025-12-15 | 2,126.98 Common Stock | (F4) Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis. (F5) Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units became fully vested upon the recipient's attainment of Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement) on March 28, 2024. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025. |