Form 4 for AIP Arteris, Inc.
Accepted 2026-09-01 18:43:50 ET · period of report 2026-08-28 · accession 0001888679-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-01 18:43 | 2026-08-28 | AIP | Cantwell Wayne C | Dir | M - OptEx | $0.6 | +5,000 | 47.6K | +12% | +$3,000 |
| D | 2026-09-01 18:43 | 2026-09-01 | AIP | Cantwell Wayne C | Dir | G - Gift | $0.00 | -5,000 | 42.6K | -11% | $0 |
| DI | 2026-09-01 18:43 | 2026-09-01 | AIP | Cantwell Wayne C | Dir | G - Gift | $0.00 | +5,000 | 194.7K | +3% | $0 |
| D | 2026-09-01 18:43 | 2026-08-28 | AIP | Cantwell Wayne C | Dir | M - OptEx | $0.00 | -5,000 | 70.0K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-08-28 | M | A | 5,000 | $0.6 | 47,571 | D | — | — | |
| 2 | Common | Common Stock | 2026-09-01 | G | D | 5,000 | $0.00 | 42,571 | D | — | — | (F1) The reporting person transferred shares of the Issuer's common stock to The Cantwell Living Trust, for which the reporting person serves as trustee, for no consideration. |
| 3 | Common | Common Stock | 2026-09-01 | G | A | 5,000 | $0.00 | 194,698 | I The Cantwell Living Trust | — | — | (F2) The shares are held by The Cantwell Living Trust, for which the Reporting Person serves as trustee. |
| 4 | Derivative | Non-Qualified Stock Option (right to buy) | 2026-08-28 | M | D | 5,000 | $0.00 | 70,000 | D | $0.6 · — to 2030-04-22 | 5,000 Common Stock | (F3) Non-qualified stock options, vesting in 36 equal monthly installments of 1/36th each, beginning on May 23, 2020. |