Form 4 for OCGN Ocugen, Inc.
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0001891015-21-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-11-03 | 2021-11-01+ | OCGN | Kompella Uday | Dir | S - Sale | $15.03 | -50.0K | 154.4K | -24% | -$751.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | S | D | 25,000 | $14.05 | 179,416 | I By: Kompella LLC | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| 2 | Common | Common Stock | 2021-11-02 | S | D | 25,000 | $16.01 | 154,416 | I By: Kompella LLC | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |