Form 4 for LSTA LISATA THERAPEUTICS, INC.
Accepted 2022-01-12 00:00:00 ET · period of report 2022-01-10 · accession 0001891257-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-12 | 2022-01-10+ | LSTA | Girolamo Todd C | CLO, SVP of Corp Dev | F - Tax | $0.9093 | -22.1K | 170.3K | -12% | -$20.1K |
| D | 2022-01-12 | 2022-01-10 | LSTA | Girolamo Todd C | CLO, SVP of Corp Dev | A - Grant | $0.00 | +129.0K | 187.7K | +220% | $0 |
| D | 2022-01-12 | 2022-01-10 | LSTA | Girolamo Todd C | CLO, SVP of Corp Dev | A - Grant | $0.00 | +65.0K | 65.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-11 | F | D | 4,722 | $0.87 | 165,548 | D | — | — | (F3) Shares withheld as payment of a tax liability on vesting of restricted stock. (F4) Includes 127,750 unvested restricted stock. |
| 2 | Common | Common Stock | 2022-01-10 | A | A | 129,000 | $0.00 | 187,675 | D | — | — | (F1) Represents 129,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. (F2) Includes 136,500 unvested restricted stock. |
| 3 | Common | Common Stock | 2022-01-10 | F | D | 17,405 | $0.92 | 170,270 | D | — | — | (F3) Shares withheld as payment of a tax liability on vesting of restricted stock. (F2) Includes 136,500 unvested restricted stock. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-01-10 | A | A | 65,000 | $0.00 | 65,000 | D | $0.92 · 2022-01-10 to 2032-01-10 | 65,000 Common Stock | (F5) One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date. |