Form 4 for RIVN Rivian Automotive, Inc. / DE
Accepted 2025-07-11 00:00:00 ET · period of report 2025-07-09 · accession 0001891517-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2025-07-11 | 2025-07-09 | RIVN | Scaringe Robert J | CEO, Dir | C - Cnv Deriv | — | +3.91M | 3.92M | +85,147% | — |
| D | 2025-07-11 | 2025-07-09 | RIVN | Scaringe Robert J | CEO, Dir | J - Other | $0.00 | -88.1K | 1.40M | -6% | $0 |
| DI | 2025-07-11 | 2025-07-09 | RIVN | Scaringe Robert J | CEO, Dir | J - Other | $0.00 | -3.91M | 2,297 | -100% | $0 |
| DM | 2025-07-11 | 2025-07-09 | RIVN | Scaringe Robert J | CEO, Dir | J - Other | $0.00 | -6.01M | 25.28M | -19% | $0 |
| DI | 2025-07-11 | 2025-07-09 | RIVN | Scaringe Robert J | CEO, Dir | C - Cnv Deriv | $0.00 | -3.91M | 3.91M | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2025-07-09 | C | A | 3,912,500 | — | 3,917,095 | I By LLC | — | — | (F3) The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earliest of (a) a date fixed by the Issuer's board of directors that is not less than 60 days nor more than 180 days following the death or disability of the Reporting Person, (b) the five year anniversary of the date of the closing of the Issuer's initial public offering ("IPO") and (c) the date fixed by the Issuer's board of directors that is no less than 61 days and no more than 180 days following the date that the number of outstanding shares of Class B Common Stock represents less than 30% of the shares of Class B Common Stock outstanding immediately following the IPO. |
| 2 | Common | Class A Common Stock | 2025-07-09 | J | D | 88,061 | $0.00 | 1,395,050 | D By LLC | — | — | |
| 3 | Common | Class A Common Stock | 2025-07-09 | J | D | 3,914,798 | $0.00 | 2,297 | I | — | — | |
| 4 | Derivative | Stock Option | 2025-07-09 | J | D | 3,642,631 | $0.00 | 3,642,631 | D | $2.63 · — to 2029-03-15 | 3,642,631 Class A Common Stock | (F4) The stock option is fully vested and exercisable. |
| 5 | Derivative | Class B Common Stock | 2025-07-09 | C | D | 3,912,500 | $0.00 | 3,912,500 | I By LLC | $0.00 · — to — | 3,912,500 Class A Common Stock | (F3) The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earliest of (a) a date fixed by the Issuer's board of directors that is not less than 60 days nor more than 180 days following the death or disability of the Reporting Person, (b) the five year anniversary of the date of the closing of the Issuer's initial public offering ("IPO") and (c) the date fixed by the Issuer's board of directors that is no less than 61 days and no more than 180 days following the date that the number of outstanding shares of Class B Common Stock represents less than 30% of the shares of Class B Common Stock outstanding immediately following the IPO. |
| 6 | Derivative | Stock Option | 2025-07-09 | J | D | 500,000 | $0.00 | 500,000 | D | $3.36 · — to 2029-07-08 | 500,000 Class A Common Stock | (F4) The stock option is fully vested and exercisable. |
| 7 | Derivative | Stock Option | 2025-07-09 | J | D | 1,863,133 | $0.00 | 25,278,128 | D | $21.72 · — to 2031-01-19 | 1,863,133 Class A Common Stock | (F5) The stock option grant has vested, or will vest, with respect to the original grant relating to 27,141,261 shares of Class Common Stock, as to (i) 6,785,315 shares underlying the stock option in 6 substantially equal annual installments beginning on the first anniversary of the Issuer's IPO and (ii) 20,355,946 shares underlying the stock option based on the per share price of the Issuer's Class A Common Stock exceeding various thresholds. |