Form 4 for UIS UNISYS CORP
Accepted 2022-05-03 00:00:00 ET · period of report 2022-04-29 · accession 0001897830-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-05-03 | 2022-04-29 | UIS | Thomson Michael M | EVP, COO | M - OptEx | $0.00 | +1,948 | 47.0K | +4% | $0 |
| DM | 2022-05-03 | 2022-04-29 | UIS | Thomson Michael M | EVP, COO | F - Tax | $14.21 | -563 | 46.7K | -1% | -$8,000 |
| DM | 2022-05-03 | 2022-04-29 | UIS | Thomson Michael M | EVP, COO | M - OptEx | $0.00 | -1,986 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-29 | M | A | 993 | $0.00 | 46,289 | D | — | — | |
| 2 | Common | Common Stock | 2022-04-29 | F | D | 287 | $14.21 | 46,002 | D | — | — | |
| 3 | Common | Common Stock | 2022-04-29 | F | D | 276 | $14.21 | 46,681 | D | — | — | |
| 4 | Common | Common Stock | 2022-04-29 | M | A | 955 | $0.00 | 46,957 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-04-29 | M | D | 993 | $0.00 | 0 | D | — · — to — | 955 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive 0.9611 shares of Unisys Corporation common stock. (F4) Performance-based restricted stock units ("PB-RSUs") granted on May 1, 2019 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The PB-RSUs are eligible to be earned in equal annual amounts over a three year period based on Unisys Corporation's relative total shareholder return compared to the Russell 2000 Index from January 1, 2019 through December 31, 2019, 2020 and 2021, respectively, and then such PB-RSUs vest on the later of May 1, 2020, 2021 and 2022, respectively (or is such date does not fall on a trading day, the immediately preceding trading day), and the date on which the Board of Directors verifies the vesting of the applicable tranche of the PB-RSU grant to Unisys Corporation's Chief Executive Officer. This report only relates to the PB-RSUs the reporting person earned during the 2021 performance period. All shares resulting from such earned PB-RSUs vested on April 29, 2022. |
| 6 | Derivative | Restricted Stock Units | 2022-04-29 | M | D | 993 | $0.00 | 0 | D | — · — to — | 993 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Unisys Corporation common stock. (F2) Time-based restricted stock units ("TB-RSUs") granted on May 1, 2019 under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The TB-RSUs vest in three equal installments on May 1, 2020, 2021 and 2022, respectively (or is such date does not fall on a trading day, the immediately preceding trading day). |