Form 4 for HTGC Hercules Capital, Inc.
Accepted 2026-01-12 00:00:00 ET · period of report 2026-01-08 · accession 0001902313-26-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-01-12 | 2026-01-08 | HTGC | Botelho Kiersten Zaza | CLO, CCO | A - Grant | $18.24 | +34.3K | 98.4K | +53% | +$625.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-08 | A | A | 34,265 | $18.24 | 98,368 | D | — | — | (F1) Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. |