Form 4 for HTGC Hercules Capital, Inc.
Accepted 2026-04-13 17:21:53 ET · period of report 2026-04-09 · accession 0001902313-26-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-04-13 17:21 | 2026-04-09 | HTGC | Botelho Kiersten Zaza | CLO, CCO | F - Tax | $14.74 | -1,974 | 91.4K | -2% | -$29.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-04-09 | F | D | 956 | $14.74 | 92,380 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. |
| 2 | Common | Common Stock | 2026-04-09 | F | D | 1,018 | $14.74 | 91,362 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 9, 2026. |