Form 4 for WEST Westrock Coffee Co
Accepted 2024-10-01 00:00:00 ET · period of report 2024-09-30 · accession 0001903601-24-000098 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-10-01 | 2024-09-30 | WEST | MARTIN R BRAD | Dir | A - Grant | — | +593.7K | 12.8K | New | — |
| D | 2024-10-01 | 2024-09-30 | WEST | MARTIN R BRAD | Dir | A - Grant | — | +3,102 | 2.98M | +0.1% | — |
| DMI | 2024-10-01 | 2024-09-30 | WEST | MARTIN R BRAD | Dir | D - Sale to Iss | — | -2.05M | 0 | -100% | — |
| D | 2024-10-01 | 2024-09-30 | WEST | MARTIN R BRAD | Dir | D - Sale to Iss | — | -10.7K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | COMMON STOCK | 2024-09-30 | A | A | 4,066 | — | 12,822 | I By son | — | — | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. (F3) Mr. Martin disclaims beneficial ownership of 51,287 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| 2 | Common | COMMON STOCK | 2024-09-30 | A | A | 4,066 | — | 12,822 | I By spouse | — | — | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. (F3) Mr. Martin disclaims beneficial ownership of 51,287 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| 3 | Common | COMMON STOCK | 2024-09-30 | A | A | 4,066 | — | 12,821 | I | — | — | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. (F3) Mr. Martin disclaims beneficial ownership of 51,287 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| 4 | Common | COMMON STOCK | 2024-09-30 | A | A | 3,102 | — | 2,980,729 | D By Martin Family Foundation | — | — | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. |
| 5 | Common | COMMON STOCK | 2024-09-30 | A | A | 577,467 | — | 577,467 | I By son | — | — | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. (F2) Represents 577,467 shares of Common Stock held by the Martin Family Foundation, over which Mr. Martin makes investment decisions. |
| 6 | Common | COMMON STOCK | 2024-09-30 | A | A | 4,066 | — | 12,822 | I By son | — | — | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. (F3) Mr. Martin disclaims beneficial ownership of 51,287 shares of Common Stock held by members of Mr. Martin's household, and this report shall not be deemed an admission that Mr. Martin is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| 7 | Derivative | Warrants | 2024-09-30 | D | D | 1,991,266 | — | 0 | I By son | $11.50 · 2022-09-25 to 2027-08-26 | 1,991,266 Common Stock | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. |
| 8 | Derivative | Warrants | 2024-09-30 | D | D | 14,023 | — | 0 | I By spouse | $11.50 · 2022-09-25 to 2027-08-26 | 14,023 Common Stock | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. |
| 9 | Derivative | Warrants | 2024-09-30 | D | D | 14,023 | — | 0 | I By son | $11.50 · 2022-09-25 to 2027-08-26 | 14,023 Common Stock | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. |
| 10 | Derivative | Warrants | 2024-09-30 | D | D | 10,699 | — | 0 | D By Martin Family Foundation | $11.50 · 2022-09-25 to 2027-08-26 | 10,699 Common Stock | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. |
| 11 | Derivative | Warrants | 2024-09-30 | D | D | 14,023 | — | 0 | I | $11.50 · 2022-09-25 to 2027-08-26 | 14,023 Common Stock | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. |
| 12 | Derivative | Warrants | 2024-09-30 | D | D | 14,023 | — | 0 | I By son | $11.50 · 2022-09-25 to 2027-08-26 | 14,023 Common Stock | (F1) On September 30, 2024, pursuant to the Issuer's previously announced exchange offer, the Reporting Person exchanged 2,058,057 warrants for 596,833 shares of the Issuer's common stock ("Common Stock"). The transactions reported herein are exempt pursuant to Rule 16b-3. |