Form 4 for HTGC Hercules Capital, Inc.
Accepted 2026-01-13 00:00:00 ET · period of report 2026-01-09 · accession 0001907321-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2026-01-13 | 2026-01-09+ | HTGC | Follmann Christian | COO | F - Tax | $18.59 | -8,758 | 145.1K | -6% | -$162.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-01-09 | F | D | 7,580 | $18.59 | 146,312 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026. |
| 2 | Common | Common Stock | 2026-01-11 | F | D | 1,178 | $18.59 | 145,134 | D | — | — | (F2) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026. |